Amended PTE 84-24: Impact on Producers, Carriers, and Intermediaries
May 8th, 2024 | Tyson Crane, VP of Product Mangement, CapitalROCK On April 25th, 2024, the Department of Labor published its final version of the Retirement Security Rule and the related exemptions to the Federal Register. The regulation defines what constitutes fiduciary investment advice and the necessary requirements to find relief under available prohibited transaction exemptions […]
Proposed Future of PTE 84-24
The DOL is responsible for the oversight and enforcement of plans that fall under the Employee Retirement Income Security Act (ERISA). Examples of ERISA plans include but are not limited to defined benefit plans and defined contribution plans such as 401ks, 403bs, etc.