Blog
Boosting Fintech Efficiency: How Training Can Streamline Your Processes
June 12th, 2024 | Robert Batt, Client Success Manager, CapitalROCK In the past, a financial professional typically included someone who hung out a shingle, received
Compliance Software Integration Best Practices: How to Drive Adoption and ROI
June 11th, 2024 | Brian Hendricks, Chief Operating Officer, CapitalROCK Non-integrated software is like buying a bathtub and filling and draining it with a bucket!
Amended PTE 84-24: Impact on Producers, Carriers, and Intermediaries
May 8th, 2024 | Tyson Crane, VP of Product Mangement, CapitalROCK On April 25th, 2024, the Department of Labor published its final version of the Retirement
The Reg BI Care Obligation: A Reoccurring Exam Priority
April 26th, 2024 | Jay McCready, Business Development, CapitalROCK Regulation Best Interest (Reg BI) was adopted by the Securities and Exchange Commission on June 5,
Annuities: A Vital Piece of a Balanced Retirement Portfolio
April 1st, 2024 | Scott Miller, Product Manager, CapitalROCK Let’s start with a discussion about what income is available in retirement and what are the
Reg BI: How to Choose Reasonably Available Alternatives
January 22nd, 2024 | Jared Lorenz, Product Manager, CapitalROCK During a recent national compliance conference, I attended multiple sessions on reasonably available alternatives (RAAs). I
