Solutions
PTE 2020-02
In short, PTE 2020-02 is the Department of Labor’s latest ruling that requires fiduciaries who rely on transaction exemptions to only provide advice that falls within their client’s plan and is in the customer’s best interest.
Reasonably Available Alternatives
Along with the results based on your client’s needs, RightBRIDGE provides alternative solutions.
Reg BI
The SEC’s Regulation Best Interest (Reg BI) requires financial professionals to not only act in their client’s best interest, but must also “show their work” and show why they are making their recommendation. RightBRIDGE makes the heavy lifting of validating and documentating simple.
